Capital Markets
FPO / Rights Issue — SEBI Filing
FPO and Rights Issue advisory for listed companies — DRHP/Letter of Offer preparation, SEBI ICDR compliance, pricing under Regulation 164/170, ASBA mechanism, and post-issue compliance. SEBI ICDR Regulations 2018, Regulation 164 (Rights Issue price), Regulation 170 (FPO floor price), Letter of Offer, ASBA, in-principle listing approval, post-issue filing.
FPO and Rights Issue advisory for listed companies — DRHP/Letter of Offer preparation, SEBI ICDR compliance, pricing under Regulation 164/170, ASBA mechanism, and post-issue compliance. SEBI ICDR Regulations 2018, Regulation 164 (Rights Issue price), Regulation 170 (FPO floor price), Letter of Offer, ASBA, in-principle listing approval, post-issue filing. We keep the work founder-friendly and evidence-led so the company can move without unnecessary back-and-forth.
- • FPO & Rights Issue scope review and action plan
- • Document checklist and evidence review
- • Drafting, computation, or filing support
- • Submission support and acknowledgement tracking
- • Follow-up on queries, corrections, or notices
- • Closure notes and next-step reminders
- • Cap table and funding documents
- • Board and shareholder approvals
- • Valuation or pricing note
- • Disclosure or issue timeline
See the fee table below for the statutory filing charge and common delay logic.
- • Regulation 17 of the SEBI (LODR) Regulations 2015
- • Regulation 30 of the SEBI (LODR) Regulations 2015
- • Regulation 34 of the SEBI (LODR) Regulations 2015
Process
How the service works
The workflow is built to be predictable: document collection, legal review, filing, and post-filing follow-through.
Confirm the scope
We map the exact service route to the trigger, form set, and documentary evidence so the work starts on the right footing.
Collect the records
We gather the company records, notices, or transaction documents needed for fpo & rights issue and check them for gaps.
Prepare the filing or memo
We draft the computations, filings, or advisory memo so the next person in the chain can review it quickly and confidently.
Submit and track follow-up
We move the file through submission, keep the acknowledgement trail tidy, and handle any follow-up questions that come back.
AEO summary
FPO & Rights Issue is the CA-led workflow that helps a Private Limited company stay compliant, file the right forms, and keep the record trail clean.
FPO / Rights Issue — SEBI Filing workflow
We start by checking the exact trigger, the legal route, and the documents that make fpo & rights issue executable for a Private Limited company. That keeps the filing or advisory work tied to the actual statutory path instead of a generic checklist.
Once the scope is locked, we prepare the working papers, filings, and follow-up notes so the matter can move without unnecessary back-and-forth. The goal is to make the process understandable for the founder, the finance team, and the reviewer.
- • Scope mapping for fpo & rights issue
- • CA-led document review and drafting
- • Submission support and acknowledgement tracking
What this protects for the company
For a Private Limited company, the value is not just speed. It is also about keeping the record trail clean enough for banks, investors, regulators, and future diligence work.
A founder-friendly process lowers the chance of avoidable notices, rework, or missed deadlines while keeping the company aligned with the right section, rule, or circular in Capital Markets.
- • Cleaner compliance evidence for Capital Markets
- • Better preparation for diligence or audit
- • Less last-minute chasing inside the finance team
Government fees
Fee breakdown
| Item | Fee | Notes |
|---|---|---|
| SEBI / exchange / MCA filing | As per applicable schedule | The fee depends on whether the route is listed, unlisted, domestic, or cross-border. |
| Professional support | Discuss with us | Capital markets work is usually transaction-specific and documentation-heavy. |
Timeline
Typical turnaround
Typical timeline usually means a 1–3 weeks turnaround, assuming documents are complete and any board or shareholder approvals are already in place.
Government fees depend on the filing route, listing status, and whether the matter is advisory, transaction, or compliance driven.
Related services
Keep the company moving
convertible instruments — SAFE notes, Compulsorily Convertible Debentures (CCD), and Compulsorily Convertible Preference Shares (CCPS) — covering angel tax exposure, Section 56(2)(viib), FEMA NDI compliance, and CA valuation certificate
Venture debt advisory for funded startups — ECB route (RBI Master Direction), NBFC lending, warrant coverage structuring, interest cost vs. dilution analysis, and security creation
Angel tax advisory for unlisted companies receiving equity funding — Section 56(2)(viib) exposure calculation, DPIIT exemption for recognised startups, Rule 11UA valuation, and Form 2 filing
SM REIT (Small and Medium Real Estate Investment Trust) advisory — SEBI SM REIT Regulations 2024, minimum asset size Rs 50 crore, investment manager eligibility, trustee appointment, SEBI registration application, and public offer compliance
FAQ
Frequently asked questions
What does FPO & Rights Issue cover for a Private Limited company?
Which forms are usually involved?
What happens if we miss the deadline or get a notice?
What should you send us before we start?
Canonical reference: https://www.pvtltd.co/services/fpo-registration
Get started
Ready to move this filing forward?
We can help with the filing, the legal mapping, and the follow-up work that keeps the company compliant after submission.