pvtltd.co

Company · Ownership

An entity owns our shares — who counts as the 'significant beneficial owner'?

The short answer

When an entity holds your shares, the law looks through that entity to identify the individual significant beneficial owner — someone holding at least 10% in shares, voting rights, or distribution rights, or exercising significant influence, under Section 90 and the SBO Rules 2018. That individual must file BEN-1 within 30 days of acquiring or changing significant beneficial ownership. The company then files BEN-2 within 30 days of receiving BEN-1, and maintains the BEN-3 register.

The paperwork nobody tells you about

Statutory formats that never touch the MCA portal — but an ROC inspection or due diligence will ask for every one of them.

BEN-3 register

Company's register of significant beneficial owners

Section 90(2), Companies Act 2013

BEN-4 notice

Company's notice seeking SBO information from members it believes hold for others

Section 90(5), Companies Act 2013

The sequence

  1. 1Identify individuals who hold at least 10% through entities — shares, voting rights, or distribution rights — or exercise significant influence
  2. 2Issue BEN-4 notice to members you believe hold shares for others, if information is missing
  3. 3Collect BEN-1 declarations from each significant beneficial owner within 30 days of acquisition or change
  4. 4File BEN-2 with the Registrar within 30 days of receiving each BEN-1
  5. 5Maintain the BEN-3 register of significant beneficial owners on paper

Do it with us — or check it yourself first

Questions founders actually ask

What is the threshold for a significant beneficial owner?

An individual holding at least 10% in shares, voting rights, or distribution rights, or exercising significant influence — looked through entities under Section 90 and the Companies (Significant Beneficial Owners) Rules 2018.

What if a corporate entity holds our shares?

Section 90 requires looking through entities to the individual behind them. If the company suspects a member holds for someone else, it can issue a BEN-4 notice under Section 90(5) to obtain the information.

What are the filing deadlines for SBO compliance?

The SBO files BEN-1 within 30 days of acquiring significant beneficial ownership or any change, under Section 90(1). The company files BEN-2 within 30 days of receiving the BEN-1 declaration, under Section 90(4).

Last verified 2026-08-24 against MCA V3 records and ICSI reference material. Form-level deadlines and penalties live on the linked form pages and update there.